Jason M Lockhart's Internal Audit Resume


Jason Michael Lockhart


7365 Fall Way


Eastvale, CA 92880


(714) 423-2550                                                                               Jason_M_Lockhart@yahoo.com


 




Career Summary


 


Meticulous, finance/accounting/audit professional with 6 years of extensive experience in reviewing, and analyzing the General Ledger, and Trust Agreements.  Possess strong leadership skills with the ability to convey ideas and solutions to all levels of management.


 


Professional Experience


 


MUFG Union Bank, Brea, CA                                                                                 04/2013-Present


Associate Internal Audit of the Americas (Specialized in Trust Audit and Transaction Banking)



  • Perform risk focused continuous monitoring and on-site audits to evaluate/analyze the efficiency and effectiveness of controls

  • Conduct reviews with client to identify objectives, risks, and control techniques

  • Provide technical guidance to units on operational policies and control procedures

  • Clearly communicate issues to the appropriate level of Line Management

  • Maintain effective working relationships with clients

  • Continuous education to remain compliant with Regulations including Reg 9 and OCC Guidance


 


Union Bank, Los Angeles CA                                                                                 10/2010-04/2013


Audit Control (Global Capital Markets, OCSG)



  • Monitor and approve daily work production by Global Capital Markets (GCM) Operations to ensure compliance with SOX

  • Work closely with internal and external auditors, providing documentation and answering all questions pertaining to GCM Operations

  • Implemented accounting principals to improve and correctly identify variances for more than 550 General Ledger accounts (daily)

  • Reconcile all Assets ($38 Billion) held by GCM Operations (monthly)

  • Created automated system to monitor production of all aspects within GCM Operations, includes graphs for quick additions into presentation for upper management


 


SynerMed Inc., Monterey Park CA                                                                         07/2007-10/2010


Accounting Analyst



  • Prepare monthly financial statements, including balance sheet, income statement, and cash flows.  Provide detailed financial analysis with recommendations to increase income. Book all claims reimbursements, capitation EFT transfers /checks, and incentives

  • Maintain and update all GL accounts in MAS90. Prepare and post journal entries for accrual expenses, amortized expenses, etc.  

  • Create annual budgets and monitor performance throughout the year to ensure financial solvency ratios remain positive

  • Review financials prepared by others to verify proper booking of the GL.  Create adjusting journal entries to reallocate incorrect entries to the proper account with accordance to GAAP

  • Introduced pivot tables to aid in the preparation of 1099’s resulting in quicker completion as well as reducing expenses generated from outside employment

  • Spearhead creation of new accounting model used in monitoring company risk pool and distribution

  • Act as liaison between IPA and health plans as well as IPA and auditors


 


 


 


Disney Consumer Products, Glendale CA                                                              01/2007-07/2007


Undergraduate Associate Revenue Accounting



  • Collect and prepare revenue reports for third party royalty obligations

  • Prepare over 1000 detailed journal entries to be recorded in to SAP monthly

  • Create and analyze R3 reports quarterly to ensure proper recording of monthly journal entries

  • Enlisted the use of pivot tables to present the revenue earned on third party royalties verses the estimated expense booked dependent on properties LOB.

  • Utilize and create detailed macros in Excel

  • Participated in automation process of third party royalties

  • Organize and assemble revenue in accordance to SOX requirements


 


 


Education


 


Cannon Financial Institute (Certified Fiduciary Investment & Risk Specialist CFIRS)           2014


Trust Audit, Compliance, & Risk Management I


Pass with Honors 


University of California Riverside, Riverside CA                                                  09/2004-07/2006


Bachelor of Arts in Business Economics


Minor in Business Administration


Emphasis in Finance


 


Golden West Community College                                                                          08/2002-06/2004


Associates of Arts in Business Economics


 


Technical Skills


 



 



  • Microsoft Office (Excel, Access, PowerPoint, Outlook, and Word)

  • GRC (MUFG Audit Program)

  • SEI

  • TranStar


 


 



  • ACS

  • ESB

  • ACL

  • InTrader

  • Web-Ammo

  • SAP


 

  • ID#: 129263
  • Location: Corona, CA , 92880

Don't Be Fooled

  • When selling, do not put your home address in your ad.
  • To avoid scams, buy and sell with people you can meet locally, in person.
  • When meeting with someone you don't know, meet in a public place. If that's not possible, have a buddy with you. Also, carry a cell phone; if you feel unsafe, you can call a trusted friend, and stay on the line.
  • Never give out financial or private information like account numbers, PayPal login, or social security number.
  • If an offer sounds too good to be true, it is. Walk away!

Look Who's Hiring!

INTERNAL AUDIT MANAGER
Jamul, CA Penn National Gaming
VP, Corporate Internal Audit (C17-R-014)
Hercules, CA Bio-Rad Laboratories
Intern Audit ( Sacramento_CA)
Sacramento, CA KPMG
Intern Audit ( Irvine_CA)
Irvine, CA KPMG
Intern Audit ( Anaheim_CA)
Anaheim, CA KPMG
Intern Audit ( Los Angeles_CA)
Los Angeles, CA KPMG