Jason M Lockhart's Internal Audit Resume

Jason Michael Lockhart

7365 Fall Way

Eastvale, CA 92880

(714) 423-2550                                                                               Jason_M_Lockhart@yahoo.com


Career Summary


Meticulous, finance/accounting/audit professional with 6 years of extensive experience in reviewing, and analyzing the General Ledger, and Trust Agreements.  Possess strong leadership skills with the ability to convey ideas and solutions to all levels of management.


Professional Experience


MUFG Union Bank, Brea, CA                                                                                 04/2013-Present

Associate Internal Audit of the Americas (Specialized in Trust Audit and Transaction Banking)

  • Perform risk focused continuous monitoring and on-site audits to evaluate/analyze the efficiency and effectiveness of controls

  • Conduct reviews with client to identify objectives, risks, and control techniques

  • Provide technical guidance to units on operational policies and control procedures

  • Clearly communicate issues to the appropriate level of Line Management

  • Maintain effective working relationships with clients

  • Continuous education to remain compliant with Regulations including Reg 9 and OCC Guidance


Union Bank, Los Angeles CA                                                                                 10/2010-04/2013

Audit Control (Global Capital Markets, OCSG)

  • Monitor and approve daily work production by Global Capital Markets (GCM) Operations to ensure compliance with SOX

  • Work closely with internal and external auditors, providing documentation and answering all questions pertaining to GCM Operations

  • Implemented accounting principals to improve and correctly identify variances for more than 550 General Ledger accounts (daily)

  • Reconcile all Assets ($38 Billion) held by GCM Operations (monthly)

  • Created automated system to monitor production of all aspects within GCM Operations, includes graphs for quick additions into presentation for upper management


SynerMed Inc., Monterey Park CA                                                                         07/2007-10/2010

Accounting Analyst

  • Prepare monthly financial statements, including balance sheet, income statement, and cash flows.  Provide detailed financial analysis with recommendations to increase income. Book all claims reimbursements, capitation EFT transfers /checks, and incentives

  • Maintain and update all GL accounts in MAS90. Prepare and post journal entries for accrual expenses, amortized expenses, etc.  

  • Create annual budgets and monitor performance throughout the year to ensure financial solvency ratios remain positive

  • Review financials prepared by others to verify proper booking of the GL.  Create adjusting journal entries to reallocate incorrect entries to the proper account with accordance to GAAP

  • Introduced pivot tables to aid in the preparation of 1099’s resulting in quicker completion as well as reducing expenses generated from outside employment

  • Spearhead creation of new accounting model used in monitoring company risk pool and distribution

  • Act as liaison between IPA and health plans as well as IPA and auditors




Disney Consumer Products, Glendale CA                                                              01/2007-07/2007

Undergraduate Associate Revenue Accounting

  • Collect and prepare revenue reports for third party royalty obligations

  • Prepare over 1000 detailed journal entries to be recorded in to SAP monthly

  • Create and analyze R3 reports quarterly to ensure proper recording of monthly journal entries

  • Enlisted the use of pivot tables to present the revenue earned on third party royalties verses the estimated expense booked dependent on properties LOB.

  • Utilize and create detailed macros in Excel

  • Participated in automation process of third party royalties

  • Organize and assemble revenue in accordance to SOX requirements





Cannon Financial Institute (Certified Fiduciary Investment & Risk Specialist CFIRS)           2014

Trust Audit, Compliance, & Risk Management I

Pass with Honors 

University of California Riverside, Riverside CA                                                  09/2004-07/2006

Bachelor of Arts in Business Economics

Minor in Business Administration

Emphasis in Finance


Golden West Community College                                                                          08/2002-06/2004

Associates of Arts in Business Economics


Technical Skills



  • Microsoft Office (Excel, Access, PowerPoint, Outlook, and Word)

  • GRC (MUFG Audit Program)

  • SEI

  • TranStar



  • ACS

  • ESB

  • ACL

  • InTrader

  • Web-Ammo

  • SAP


  • ID#: 129263
  • Location: Corona, CA , 92880

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